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执法处罚体制是金融监管制度的重要组成部分,执法处罚的公开性、公平性与公正性是金融监管权威性的重要体现,合理架构的执法处罚体制则是其重要保障。自2000年以来,英国不断完善其金融监管执法处罚体制,尤其是其执法处罚机构的独立性与专业性、处罚程序的公开性与公平性、和解机制的灵活性和高效性等方面别具特色。为此,本文在研究其体制的形成、发展与演变的基础上,对于我国
The system of law enforcement punishment is an important part of the financial regulatory system. The openness, fairness and fairness of the law enforcement penalties are the important manifestation of the authority of financial regulation. The law enforcement and punishment system with a reasonable structure is its important guarantee. Since 2000, Britain has continuously improved its financial supervision and law enforcement and punishment system, especially its independence and professionalism in handling law enforcement agencies, the openness and fairness of the punishment procedures, the flexibility and high efficiency of the settlement mechanism, etc. . Therefore, based on the study of the formation, development and evolution of its system, this article for our country