目次第一部分总体评估第二部分部门文献1.客户关系的类别和各个部门的具体脆弱性2.对处理脆弱性的指导3.未来的持续性工作更新版这份由巴塞尔银行监管委员会(下文简称为巴塞尔银监会)、国际证监会组织和国际保险监督官协会联合发布的文件为各自领域打击洗钱和资助恐怖主义提供了一系列建议。它最先是为2003年在香港召开的联合论坛而准备,后来在2003年3月柏林会议上提交协调组供其参考。本文件尽可能是描述性而不是规定性的,并且也不全面涉及反洗钱/打击资助恐怖主义的所有问题。 Table of Contents Part One Overall Assessment Part II Sectoral literature 1. Categories of customer relationships and specific vulnerabilities in each sector 2. Guidance for addressing vulnerabilities 3. Further ongoing work in the future Updated by The Basel Committee on Banking Supervision Referred to as the Basel CBRC), IOSCO and the International Association of Insurance Inspectors have provided a series of recommendations for combating money-laundering and financing of terrorism in their respective fields. It was first prepared for the Joint Forum held in Hong Kong in 2003 and later submitted to the Coordination Group for its reference at the Berlin Conference in March 2003. This document is as descriptive rather than prescriptive as possible and does not cover all issues of AML / CFT.