论文部分内容阅读
日前,证监会就《区域性股权市场监督管理试行办法(征求意见稿)》(以下简称《办法》)向社会各界公开征求意见。据悉,该《办法》共24条,着重对区域性股权市场的六类问题做出规定。一是基本定位,明确区域性市场为省级行政区划内私募证券市场。二是功能作用,明确区域性市场是小微企业培育规范的原地、小微企业的融资中心、资本市场中介服务的延伸等。三是明确了监管体制。四是规定了监管底线,将按照负面清单管理的思路,着重划出必须的行为底线,包
Recently, the Commission on the “Trial Measures for the Supervision and Administration of the Regional Equity Market (Draft for Comment)” (hereinafter referred to as the “Measures”) publicly solicited opinions from all walks of life. It is reported that the “measures” a total of 24, focusing on six issues in the regional equity market to make provisions. First, the basic positioning, a clear regional market for the provincial-level private placement in the securities market. Second, the function is to clarify that the regional market is the place where small and micro enterprises foster norms, the financing center for small and micro enterprises, and the extension of intermediary services in capital markets. Third, a clear regulatory system. Fourth, the regulation of the regulatory bottom line will be in accordance with the idea of negative list management, focusing on the necessary delineation of the bottom line of behavior, including