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引言2008年金融海啸的爆发,让人们意识到在金融创新中隐含着巨大的风险,也给中国广大投资人和制度设立者带来了警示和思考。美国率先追根溯源,进行“秋后算账”。2010年4月16日,美国证券交易委员会对高盛公司提起民事诉讼。起诉书称,保尔森对冲基金公司2007年向高盛支付约1500万美元设计和营销费用,让其设计并销售一种基于次贷业务的抵押担保债券(CDO)。在交易中,高盛未向
Introduction The outbreak of the financial tsunami in 2008 has made people realize that there is a huge risk involved in financial innovation and they have also brought warnings and thoughts to the vast number of Chinese investors and institutional planners. The United States took the lead in tracing the source for “post-autumn settlement”. April 16, 2010, the U.S. Securities and Exchange Commission filed a civil lawsuit against Goldman Sachs. The indictment said Paulson Hedge Fund Inc. paid Goldman Sachs approximately $ 15 million in design and marketing fees in 2007 to design and sell a mortgage-backed bond (CDO) based on subprime mortgages. In the transaction, Goldman Sachs did not