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2014年5月9日,中國證監會就《滬港股票市場交易互聯互通機制試點若干規定》公開徵求意見。這是繼上海證券交易所與香港聯合交易所有限公司依據聯合公告的原則性規定,分別發佈相關實施細則之後,滬港股票互通試點的又一重要規定。《規定》進一步明確了證券服務公司的設立、職責、行爲準則,以及
On May 9, 2014, China Securities Regulatory Commission publicly solicited opinions on “Several Provisions on Pilot Scheme of Shanghai-Hong Kong Stock Market Exchange Interoperability Mechanism”. This is another important requirement for the pilot exchange of shares between Shanghai and Hong Kong following the promulgation of the relevant implementation details by the Shanghai Stock Exchange and the Stock Exchange of Hong Kong Limited pursuant to the principle of joint announcement. The Rules further clarifies the establishment, duties, code of conduct and practice of securities services companies, and