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发行人、投资者、中介机构、自律组织和监管机构是证券市场的五大主体。其中投资者是证券市场上以获取利息、股息或者资本收益为目的的资金提供者,既是一级市场发行得以完成的保证,也是二级市场流动性的来源,地位十分重要。由于和其他四类主体相比,证券投资者具有多样、分散和流动等特点,所以一直是证券行业的“重点保护对象”。《证券法》第一条就明确将“保护投资者的合法权益”
Issuers, investors, intermediaries, self-regulatory organizations and regulators are the five major players in the securities market. Among them, investors are the providers of funds for the purpose of obtaining interest, dividends or capital gains in the stock market. They are not only the guarantee for the issuance of the primary market but also the source of liquidity in the secondary market, and their status is very important. Compared with other four types of subjects, securities investors have always been the “key protection target” in the securities industry due to their diversification, diversification and liquidity. Article 1 of the Securities Law explicitly stipulates that “the protection of the legitimate rights and interests of investors”