资本市场由于其独特、有效的机制以及其在资源配置、国有经济结构调整中的重要功能成为了我国社会主义市场经济体制中的重要组成部分。本文对区域资本市场中中小企业发展的融资问题和资本市场的创新问题展开了阐述,为两大难题的解决提出了解决办法,为地方性区域资本市场的发展提供了指导方向。 Because of its unique and effective capital market and its important function in the allocation of resources and the structural adjustment of state-owned economy, the capital market has become an important part of China’s socialist market economic system. This article elaborates on the financing of small and medium-sized enterprises (SMEs) in the regional capital market and the innovation of capital markets. It provides solutions to the two major problems and provides guidance for the development of regional regional capital markets.