论文部分内容阅读
一、概述1997年全球金融危机过后,韩国金融监管当局意识到韩国证券交易法存在规制差异(regulatory arbitrage),[1]不利于有效促进资本市场以及金融产业的发展,故而开始着手证券交易法的修订工作。通过十年的努力,韩国终于在2007年7月制定了《资本市场与金融投资业法》(以下简称为“资本市场法”),并于2009年2月开始正式实施该法。[2]新颁布的资本市场法顺应了证券市场的发展需要,借鉴日本《金融商品交易
I. Overview After the global financial crisis in 1997, the Korean financial regulatory authorities realized that the regulatory arbitrage exists in Korea’s securities exchange law, [1] which is not conducive to effectively promoting the development of the capital market and the financial industry. Therefore, the Securities Exchange Act Revision work. Through 10 years of hard work, South Korea finally enacted the Capital Market and Financial Investment Law (hereinafter referred to as the “Capital Market Law”) in July 2007 and formally implemented it in February 2009. [2] The newly promulgated capital market law conforms to the needs of the development of the securities market, drawing on Japan’s "financial commodity trading