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美国证券仲裁制度经过了近二百年的发展,已经日臻完善,其在证券仲裁的程序设计上更加表现出鲜明的特点,即:在选择仲裁员方面注重专家仲裁员与非专家仲裁员的结合;仲裁员在享有较大的权利的同时,又承担一定的义务;即使不存在书面形式的仲裁协议,仲裁机构亦需接受投资者的投诉;在仲裁过程中注重运用调解方式;美国证券仲裁为投资者提供了多元化的救济方法;为证券仲裁裁决的执行建立了相应的财产保障机制等。
After nearly two hundred years of development, the U.S. securities arbitration system has been perfected. Its procedural design of securities arbitration has also shown its salient features: the combination of expert arbitrators with non-expert arbitrators in the selection of arbitrators ; Arbitrators enjoy greater rights at the same time, they also assume certain obligations; even if there is no written form of arbitration agreement, the arbitration institution also need to accept the investor’s complaint; the arbitration process focused on the use of mediation; the United States Securities Arbitration Investors provided a wide range of remedies and set up appropriate property protection mechanisms for the enforcement of securities arbitration awards.