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2011年,我国证券市场立法秉承“加强监管,放松管制”的理念,证券发行、上市公司监管、诚信监管体系等制度逐步推进和深入。证券监管机构进一步强化行政执法,严打资本市场的“欺骗”和“盗窃”。司法机关颁布司法解释、出台司法政策,进行民事审判、对违法行为人予以刑事处罚等为资本市场的规范发展保驾护航。
In 2011, the legislation of China’s securities market adheres to the concept of “strengthening supervision and deregulation”, and the system of securities issuance, supervision of listed companies and supervision system of honesty and credit has been gradually promoted and deepened. The securities regulatory authorities further strengthened administrative law enforcement and cracked down on “cheating” and “theft” of capital markets. The judiciary promulgated judicial interpretations, introduced judicial policies, conducted civil trials, and imposed criminal penalties on those who violated the law to escort normative developments in the capital market.