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本论文针对创新型经济下中国科技金融与证券法所面临的困境,从证券法的属性、证券法的发展趋势、证券法的良法性等层面对证券法的价值取向进行研究,进而提出证券法修法的逻辑进路。首先,明确证券法在宗旨及价值取向上应定位为充分发挥中国资本市场的投融资功能以发展生产力。然后,围绕这一法的逻辑起点论述了证券法的内涵与外延应具有开放性和前瞻性。在证券法基石上,主张重铸金融领域的诚信帝王原则;在证券市场的构建上,应由条块分割走向统一市场;在证券法的体例上,可仿照合同法的模式;在证券法的秩序设计上,主张市场融资自由与适当监管;在道德法律风险防范上,主张运用利益杠杆构建群防群治的证券环境。
In this dissertation, the author investigates the value orientation of securities law from the aspects of the securities law, the development trend of securities law and the good law of securities law, and then puts forward the securities law The logical approach to revisionism. First of all, make it clear that the securities law should be positioned on the purpose and value orientation in order to give full play to the investment and financing functions in China’s capital market so as to develop the productive forces. Then, based on the logical starting point of this law, the connotation and denotation of securities law should be open and forward-looking. On the cornerstone of the securities law, we advocate the recast of the principle of honesty and credit in the financial field. In the construction of the securities market, we should move from a fragmented approach to a unified market. In terms of the securities law, we can follow the model of the contract law. Order design, advocating market freedom of financing and appropriate supervision; moral law risk prevention, advocate the use of leverage to build a group of anti-group security environment.