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第一章简介近年来,一些开放式集合投资计划(CIS)或集合投资计划管理公司(管理人)无法满足投资者的赎回要求,国际证监会组织投资管理技术委员会常务委员会(TCSC5)决定调查是否应该将监管重点放在集合投资计划责任实体(如本文所定义)停止赎回问题上。2009年7月,TCSC5发给会员国内部问卷,以评估是否应该适当制定这一领域的监
Chapter I Introduction In recent years, some open collective investment plans (CISs) or collective investment plan management companies (managers) can not meet investors’ redemption requirements. The Standing Committee of Investment Management Technical Committee (IFCS) of IOSCO decided to investigate Whether regulation should be focused on stopping the call for redemption is the responsibility of the collective investment plan responsible entity (as defined herein). In July 2009, the TCSC5 sent questionnaires to Member States to assess whether it should be properly developed in this area