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天津、沈阳、上海、济南、武汉、广州、深圳、成都、西安证券监管办公室,北京、重庆证券监管办事处,石家庄、太原、呼和浩特、长春、哈尔滨、大连、南京、杭州、宁波、合肥、郑州、青岛、长沙、福州、南宁、厦门、海口、昆明、西宁、乌鲁木齐证券监管特派员办事处:你们报送的2002年度证券投资咨询机构及其执业咨询人员年检初审材料收悉。根据《证券、期货投资咨询管理暂行办法》和
Tianjin, Shenyang, Shanghai, Jinan, Wuhan, Guangzhou, Shenzhen, Chengdu, Xi’an Securities Regulatory Office, Beijing, Chongqing Securities Regulatory Office, Shijiazhuang, Taiyuan, Hohhot, Changchun, Harbin, Dalian, Nanjing, Hangzhou, Ningbo, Hefei, Zhengzhou Securities Regulatory Commissioners Office of Qingdao, Changsha, Fuzhou, Nanning, Xiamen, Haikou, Kunming, Xining and Urumqi: You received the first-instance materials of annual inspection of securities investment consulting institutions and their consultants from 2002 for receipt. According to the “Securities and Futures Investment Advisory Management Interim Measures” and