证券经营机构是我国金融机构体系中的一支重要力量 ,为了控制和防范金融风险 ,促使证券市场各行为主体合法运作 ,必须构建一个由社会、国家职能部门、行业公会、各类证券机构组成的一体化的证券机构监管体系 ,确保对证券经营机构实施有效监管 ,实现其规范发展 In order to control and prevent financial risks and promote the lawful operation of various actors in the securities market, the securities business institutions are an important force in the system of financial institutions in our country. We must construct a society composed of social and state departments, trade associations and various securities institutions Integrated securities regulatory system to ensure that the securities regulatory agencies to effectively monitor the implementation of its normative development