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企业风险防控机制正处于逐步完善阶段,合规建设还相对比较薄弱,这与业务快速发展的趋势以及金融市场激烈竞争的格局不相适应,加强合规建设势在必行。企业要想实现自我完善和自我发展,合规建设是必不可少的。企业通过合规建设,努力实现规管理机制更加完善,风险控制更加严密,合规文化更加成熟,规范员工的从业行为,以此来增强企业的可持续发展能力。
The enterprise risk prevention and control mechanism is in a gradual improvement stage and its compliance construction is relatively weak. This is incompatible with the rapid development of the business and the fierce competition in the financial market. Strengthening compliance construction is imperative. Enterprises in order to achieve self-improvement and self-development, compliance construction is essential. Through compliance construction, enterprises strive to enhance the sustainable development capability of enterprises by striving to achieve a better regulatory mechanism, more stringent risk control, a more mature compliance culture and a more standardized employee practice.