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我国资本市场存在时间较短,市场监管制度与西方发达国家相比还存在监管制度不完善、证监会和银监会效能不足等问题,阻碍我国资本市场的健康发展。监管制度的不完善导致我国资本市场的高风险性与投机性,不仅损害投资者的利益,而且会扰乱我国资本市场的正常秩序。文章提出从构建资本市场监管的风险预警指标体系、强化资本市场信息披露制度、逐步推进股权分置改革三方面对我国资本市场监管制度进行完善。
China’s capital market has a short period of existence. Compared with the western developed countries, the market supervision system still has some problems such as the imperfect regulatory system and the insufficient performance of the securities regulatory commission and the China Banking Regulatory Commission, which hinders the healthy development of China’s capital market. The imperfection of regulatory system leads to high risk and speculative capital market in our country, which not only damages the interests of investors, but also disrupts the normal order of our country’s capital market. The paper proposes to perfect the regulatory system of capital market in our country from three aspects: establishing the risk early warning index system of capital market supervision, strengthening the system of information disclosure of capital market, and gradually promoting the reform of non-tradable shares structure.