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见证了无数法律诞生的人民大会堂常委会会议厅,迎来了证券市场另一部基本大法——证券投资基金法的出台。十届全国人大常委会第五次会议10月28日下午对证券投资基金法草案进行了表决。这部规范证券投资基金运作,与证券市场及广大投资者息息相关的法律,最终以146票赞成,1票反对,1票弃权的表决结果,高票获得了通过。随即,国家主席胡锦涛签署第9号主席令,公布了这部法律,并自2004年6月1日起实施。证券投资基金法共12章103条,包括总则、基金管理人、基金托管人、基金的募集、基金份额的交易、基金份额的申购与赎回、基金的运作与信息披露、基金合同的变更、终止与基金财产清算、基金份额持有人权利及其行使、监督管理以及法律责任、附则等内容。从1999年3月30日正式成立起草小组,到法律正式通过,基金立法共历时4年半。这之中,对证券、产业和创业投资基金是统一立法还是分别立法要不要规范私募基金。如何处理基金管理人,托管人和持有人之间的关系等等内容,是立法者争议最多、分歧最大的几个问题。各方评论: 尚福林(中国证监会主席): 证券投资基金的发展壮大,有利于稳定市场、活跃交易、引导投诉、防止市场过度投机,促进市场稳定发展;基金促进储蓄转化为投资,通过吸收社会上的各种资金进入证券市场、为企业在证券市场筹集资金创造了良好的融资环境,有利于提高直接融资的比例,优化资源配置;基金通过为保险资
Witnessed the birth of innumerable laws in the Great Hall of the People’s Congress Chamber, ushered in another basic securities market law - securities investment fund law. The fifth meeting of the Tenth National People’s Congress on the afternoon of October 28 voted on the draft securities investment fund law. The law, which regulated the operation of securities investment funds and was closely linked to the securities market and the vast majority of investors, finally won the poll with a vote of 146 votes in favor, 1 against and one abstention. Immediately after President Hu Jintao signed Chairman Order No. 9, the law was promulgated and came into effect on June 1, 2004. The Law of Securities Investment Funds consists of 12 chapters and 103 articles, including general provisions, fund managers, fund trustees, fund raising, fund share trading, subscription and redemption of fund shares, fund operation and information disclosure, fund contract changes, Termination and liquidation of fund assets, the rights of fund share holders and their exercise, supervision and management as well as legal responsibilities, supplementary provisions and so on. From March 30, 1999 formally established a drafting group, to the law was officially passed, the fund legislation a total of four and a half years. Among them, the securities, industrial and venture capital funds are unified legislation or separate legislation should not regulate private equity funds. How to deal with the relationship between fund managers, trustees and holders, etc., is the most controversial legislator, the most disagreement several issues. Comments from all parties: Shang Fulin (Chairman of CSRC): The growth and development of securities investment funds is conducive to stabilizing the market, trading vigorously, guiding complaints, preventing over speculation in the market and promoting the stable development of the market. The fund promotes the conversion of savings into investment through absorption All kinds of funds in the society enter the stock market, creating a good financing environment for enterprises to raise funds in the securities market, helping to raise the proportion of direct financing and optimizing the allocation of resources;