我国证券、期货市场是随着改革开放和经济发展逐步成长起来的。十几年来,证券、期货市场从无到有,迅速发展。 由于我国的证券市场还处于发展初期,期货市场尚处于试点阶段,虽然取得了很大进展,但是还必须清醒地看到所存在的问题。在证券市场方面,法规不健全、有法不依、违法难究的现象依然存在;一些证券经营机构、中介机构行为不规范,风险控制不力;一些上市公司偏重筹资功能,忽视经营机制的转换;证券交易所、清算制度和内部管理制度还有待进一步完善。在期货市场方面,少数大户凭借资金实力,联手操作市场,牟取暴利;少数人利用银行贷款或挪用公款进行期货投机,损 China’s securities and futures markets have gradually developed along with the reform, opening up and economic development. Over the past decade, the securities and futures markets have enjoyed rapid growth from scratch. As the stock market of our country is still in the early stage of development, the futures market is still in the pilot phase. Although great progress has been made, the existing problems must be soberly observed. In the securities market, laws and regulations are not sound, there is no law, the law of hard to find the phenomenon still exists; some securities institutions, intermediary institutions behave irregularities, risk control is not strong; some listed companies emphasis on financing function, neglect the conversion of operating mechanism; Securities Exchanges, liquidation systems and internal management systems still need to be further improved. In the futures market, a few large investors rely on their financial strength to jointly operate the market to reap huge profits. Some people use bank loans or misappropriation of public funds to speculate in futures markets