论文部分内容阅读
有限责任公司的股权转让往往与股东名册变更登记和公司的工商变更登记挂钩,大多学者将两种登记作为股权转让生效或者对抗的要件。本文通过对股东名册的功能及法律效力、工商登记的作用进行分析,并结合我国现行的公司法律规定,论证股权转让的生效并不是以任何一种登记为要件,而是以转让股东向公司呈递符合法定或约定限制条件的证据并发出变更登记通知为生效界点,而股东名册的变更登记与公司的工商变更登记只不过分别在公司及外部第三人层面对股权转让的效力加以扩张而已。
The transfer of shares of a limited liability company is often linked to the registration of changes in the register of shareholders and the registration of changes in business administration of the company. Most scholars regard the two registrations as the requirements for the entry into force or confrontation of the share transfer. Through the analysis of the function and legal effect of the register of shareholders, and the role of business registration, combined with the current company laws and regulations in our country, this paper argues that the validity of the equity transfer is not based on any kind of registration but on the basis of the transfer of shareholders to the company Evidence of statutory or contractual restrictions and the notification of change of registration will be effective. The registration of changes in the register of shareholders and the registration of changes in the commercial register of the company will only be effective in expanding the validity of the share transfer at the third party and the third party respectively.