论文部分内容阅读
随着近年来市场化进程的推进,我国证券业面临的政策环境和市场环境正在发生深刻的变化,自由进人和充分竞争的格局已经初步显现。2002年3月1日起《证券公司管理办法》的实行,标志着证券业市场准人的政策壁垒开始打破,潜在进人者大大增加,一些IT公司、银行逐步渗人券商业务。而2002年5月1日起佣金两年内券商将会出现第一次大规模的市场整合。美国及台
With the progress of marketization in recent years, the policy environment and market environment facing China’s securities industry are undergoing profound changes. The pattern of free entry and full competition has been initially shown. Since March 1, 2002, the implementation of the “Measures for the Administration of Securities Companies” has marked the beginning of a break in the policy barriers to market entry in the securities industry. The number of potential entrants has greatly increased. Some IT companies and banks gradually penetrate into the brokerage business. The commission on May 1, 2002 brokerage within two years will be the first large-scale market consolidation. U.S. and Taiwan