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技术系统的安全运行,是交易所安身立命之本。但即使极力防范,技术故障仍时有发生,并且往往造成交易异常的严重后果,带来一系列法律风险。为有效界定与防范交易所技术故障引发交易异常之法律风险,加强制度建设是首要的任务;技术故障的有效防范与及时排除、交易异常的认定标准与处置程序、交易所的职权与责任、各市场参与方之间民事责任的界定和承担,均是需要重点关注的问题。
The safe operation of technical systems is the foundation of the exchange. But even with the utmost precaution, technical problems still occur and often result in serious consequences of abnormal transactions, posing a number of legal risks. In order to effectively define and prevent the legal risks caused by the technical failures of the exchanges and trigger the transaction anomalies, it is the most important task to strengthen the system construction. The effective prevention and elimination of technical failures, the recognition standards and disposal procedures for abnormal transactions, the powers and responsibilities of the exchanges The definition and commitment of civil liability among market participants are all issues that need attention.