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纵观国外信用评级行业的发展历程,主动评级对评级机构积累声誉资本、扩大市场影响力具有重要作用。金融危机后,美国、欧盟和印度等国家和地区重新认识了主动评级在打破评级行业垄断、促进行业竞争方面扮演的积极角色,允许甚至鼓励在部分金融产品领域使用主动评级结果。本文介绍了国外主动评级业务的发展和监管情况,对我国的评级机构开展主动评级业务具有较好的借鉴意义。
Looking at the development history of foreign credit rating industry, active rating plays an important role in accumulating reputation capital and expanding market influence of rating agencies. After the financial crisis, the United States, the European Union and India re-recognized the positive role that proactive grading plays in breaking the monopoly of the industry and promoting competition in the industry, allowing or even encouraging the use of proactive graded results in some areas of financial products. This article introduces the development and regulation of active rating business in foreign countries, and has a good reference for our rating agencies to carry out active rating business.