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我国证券业已走过了一条“以我为主、循序渐进、互利共赢”的开放道路,但对外开放水平仍然偏低,证券公司国际化程度不高,竞争优势不明显2014年5月9日,国务院出台了《关于进一步促进资本市场健康发展的若干意见》(即新“国九条”),对跨境投融资、提高证券期货行业对外开放水平、加强跨境监管协作等方面做了统筹规划和总体部署。在此背景下,有必要立足证券业对外开放现状,抓住当
China’s securities industry has gone through a “me-based, step-by-step, mutually beneficial and win-win” path of opening up, but the level of opening up to the outside world is still low, the degree of internationalization of securities companies is not high, and their competitive advantages are not obvious. May 2014 9 On January 19, the State Council issued “Opinions on Further Promoting the Healthy Development of the Capital Market” (ie, the new “Nine”), conducted cross-border investment and financing, raised the level of opening up of the securities and futures industry, and strengthened cross-border regulatory cooperation Overall planning and overall deployment. Against this background, it is necessary to base ourselves on the current situation of the securities industry when opening to the outside world