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业绩预警:风险释放机制 2001年沪深交易所对股票上市交易规则做了进一步的修改,同时借鉴发达国家成熟证券市场上的有益经验,在2001年中报公布过程中首次推出了业绩预警制度。去年7月初出台的通知规定:“预计2001年中期将出现亏损或者赢利水平出现大幅下降的上市公司,应在7月引日前及时刊登赢利预警公告;获得宽限期的暂停卜市公司刊登预亏公告应遵守本所相关规定。”实行该项制度的目的是为了提醒广大中小投资者密切关注投资风险,可以起到风险警示的作用。 从该项制度首次实施的结果来看,2001年中期深市共有59家公司刊登预亏公告,43家公司（其中有5家迟于规定的最后期限）刊登业绩预警公告,有14家公司业
Performance Alert: Risk Release Mechanism In 2001, the Shanghai and Shenzhen Stock Exchange made further amendments to the rules of the stock listing and trading, and learned the useful experience of mature securities markets in developed countries in 2001, and first released the performance early warning system during the announcement of the interim report in 2001. The circular issued in early July last year stipulates: “It is expected that in the middle of 2001, there will be a loss or loss of profit level of listed companies, should be promptly cited in July before the profit warning announcement; grant a moratorium Bu Bu companies published pre-loss announcement Should comply with the relevant provisions of this. ”The purpose of implementing this system is to remind the majority of small and medium investors to pay close attention to investment risks, can play a role of risk warning. According to the results of the first implementation of the system, a total of 59 companies in Shenzhen in the middle of 2001 published notice of pre-losing profits and 43 companies (five of them were later than the stipulated deadline)