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随着中国加入WTO步伐的临近 ,开放我国证券市场已为时不远。为此本文作者就完善我国证券市场监管提出下述最新若干构想 ;1 .建立独立董事制度的执行环境 ,包括 :建立对独立董事的监督机制 ;出台相应法规政策 ,赋予独立董事相关权力 ;做好对独立董事的保护工作 ;对独立董事进行严格的考核 ,全面提升独立董事个人素质。 2 .在主板市场和二板市场全面引入“保荐人制度” ,以降低市场风险 ,提高上市公司质量。 3.提高强制性信息定期披露的频率与范围 ,实现证券市场上的信息对称与共享。 4.提高主板市场公司上市与在市门槛 ,拉开主板市场与二板市场的公司上市标准 ,建立规范和严格的上市公司淘汰制度 ,形成一个严肃的立法、执法、守法的市场环境 ,彻底打消上市公司的侥幸心理。 5.构建中国有序高效的链式市场监管体系 ,充分调动各方面在监管上的主观能动性 ,保障中国证监会执法的独立性、客观公正性和勤政性 ,建立起一个 :上下一致、纵横一体、相互监督、职责分明的 ,有序高效的链式市场监管体系。
With the advent of China’s accession to the WTO, it is not far off to open up the securities market in our country. To this end, the author puts forward the following new ideas on how to perfect the supervision of China’s securities market: 1. Establishing an executive environment for independent directors, including: establishing a supervision mechanism for independent directors; issuing corresponding laws and regulations to give independent directors the relevant powers; To protect the independent directors; Conduct a rigorous examination of independent directors to comprehensively enhance the individual qualities of independent directors. In the main board market and the second board market full introduction of the “sponsor system” to reduce market risk and improve the quality of listed companies. 3. Improve the frequency and scope of regular disclosure of mandatory information to achieve symmetry and sharing of information on the securities market. 4. Improve the listing of listed companies in the mainboard market and the listing threshold of the companies in the market of the main board and the second board market, establish standardized and strict elimination system of listed companies and form a serious market environment of legislation, law enforcement and law-abiding, completely eliminating Listed companies lucky. 5. Build an orderly and efficient chain supervision system in China, fully mobilize all aspects of regulatory initiative, safeguard the independence, objectivity and diligence of CSRC law enforcement, and establish a One, mutual supervision, clear responsibilities, orderly and efficient chained market supervision system.