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江西江南信托投资股份有限公司:中国证券监督管理委员会对江西江南信托投资股份有限公司(以下简称“江南信托”)违反证券法规的行为进行丫调查。一、违规事实(一)以个人名义违规自营。江南信托于1999年5月至11月间,使用17个以自然人名义开设的股票帐户(其股东代码分别为2128545、2128550、2128660、2128662、2128665、2128671、50453538、61140327、61140397、65055903、65056477、98956726、98956733、98956736、
Jiangxi Jiangnan Trust and Investment Co., Ltd.: China Securities Regulatory Commission conducted a survey on violations of securities laws and regulations of Jiangxi Jiangnan Trust and Investment Co., Ltd. (hereinafter referred to as “Jiangnan Trust”). First, violations of the facts (A) in the name of illegal self-employed. From May to November 1999, Jiangnan Trust used 17 stock accounts opened in the name of natural persons with the shareholder code of 2128545, 2128550, 212 8660, 212 8662, 212 8665, 212 8671, 50453538, 61140327, 61140397, 65055903, 65056477, 98956726,98956733,98956736,