证券经纪人是指在证券市场上,充当证券买卖双方中介而收取佣金的中间商人。其种类包括佣金经纪人、大厅经纪人、专业经纪人、零股经纪人等等。法律对证券经纪人进行规范,是证券市场管理的一个重要方面。一、证券经纪人的法律资格证券经纪人是证券交易的实际承担者。大凡金融市场发达的地方,必然是经纪人活跃的地方。为了减少证券交易纠纷,维护交易秩序,保障投资者 Securities brokers refer to middlemen who receive commissions on the stock market as brokers and brokers. The types include commissions broker, lobby broker, professional broker, stock broker and so on. Legal securities brokers regulate the securities market is an important aspect of management. First, the securities broker legal qualifications Securities brokers is the actual undertaking of securities transactions. Wherever financial markets are developed, it must be the place where brokers are active. In order to reduce disputes in securities transactions, maintain trading order and protect investors