近年来,开放式基金在我国迅速发展,大大活跃了我国资本市场。但是,基于开放式基金的一些特性,其存在着较大的风险隐患,而我国也缺乏相应的法律制度对其风险进行规制。因而,建立完善的开放式基金的风险管理制度,为开放式基金健康发展创造良好的制度环境,成为我们亟待研究和解决的课题。 In recent years, the rapid development of open-end funds in our country has greatly activated our country’s capital market. However, based on some characteristics of open-end funds, there is a big potential risk, and our country lacks the corresponding legal system to regulate its risks. Therefore, establishing a sound risk management system for open-end funds and creating a sound institutional environment for the healthy development of open-end funds have become the topics we need to study and solve urgently.