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ADR是纠纷多元化解机制的有效补充,能有效弥补司法资源的不足,提高纠纷解决效率。目前,在证券行业已初步建立由协会调解、行政调解、仲裁、诉讼等组成的多元化纠纷化解机制。本文在分析各证券业务条线典型纠纷的基础上,探索、完善多元化纠纷解决机制,建议引入域外金融申诉专员制度、增强诉讼与非诉纠纷化解机制的有序衔接等,畅通诉求表达渠道,有效保障市场参与主体合法权益。
ADR is an effective complement to the dispute resolution mechanism, which can effectively make up for the lack of judicial resources and improve the efficiency of dispute resolution. At present, the securities industry has initially established a diversified dispute resolution mechanism composed of association mediation, administrative mediation, arbitration and litigation. Based on the analysis of the typical disputes of various securities business lines, this paper explores and improves the mechanism of dispute resolution, proposes the introduction of the system of extraterritorial financial ombudsman, enhances the orderly connection of litigation and non-litigation dispute resolution mechanisms, Effectively protect the legitimate rights and interests of market participants.