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关于印发《关于进一步加强证券公司监管的若干意见》的通知1999年3月17日证监机构字[1999]14号各证券监管办公室、证券监管特派员办事处,上海、深圳证券交易所,上海、深圳证券监管专员办事处:为加强对证券公司的监督管理,防范和化解证券公司经营风险,落实《证券法》和国务院的有关规定,现将《关于进一步加强证券公司监管的若干意见》印发给你们,请遵照执行。附件:证券公司的报批程序
Notice of Printing and Distributing “Several Opinions on Further Strengthening Supervision over Securities Companies” March 17, 1999 Securities Regulatory Bureau [1999] No. 14 Securities Regulatory Office, Office of the Commissioner of Securities Regulatory, Shanghai and Shenzhen Stock Exchange, Shanghai, Shenzhen Securities Regulatory Commission Office: In order to strengthen the supervision and administration of securities companies, prevent and resolve the risks of securities companies, and implement the Securities Law and relevant provisions of the State Council, we hereby issue the “Opinions on Further Strengthening Supervision over Securities Companies” to You, please follow the instructions. Attachment: approval procedures for securities companies