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证券交易委员会执行的法规大多是在1934——1940年期间颁布的。是罗斯福总统新政的组成部分。1929年开始的美国大萧条包括了一次股票市场的崩溃,成千上万的中产阶层人民眼看着他们手里的股票价值在大萧条中化为乌有。由证券交易委员会执行的法规对股票和债券的公开发售以及进行买卖的证券市场进行管理。证券交易委员会有五个委员,其中来自同一政党的不超过三人。他们是经参议院提议并同意而由总统任命的,在一定的期间任职,他们对证券交易委员会的业务通常都富有经验。对他们以及其他委员和实际上为行政管理机构制定决议的委员会成员都必须由参议院批准对
Most of the laws and regulations enforced by the Securities and Exchange Commission were promulgated between 1934 and 1940. It is part of President Roosevelt’s New Deal. The Great Depression beginning in 1929 included a stock market crash and tens of thousands of middle-class people watched the value of the stock in their hands vanished during the Great Depression. Regulations enforced by the Securities and Exchange Commission regulate the public offerings of stocks and debentures and the securities markets in which they are traded. The Securities and Exchange Commission has five members, of which no more than three are from the same political party. They are appointed by the president on the recommendation and consent of the Senate and serve for a certain period of time. They are usually experienced in the business of the Securities and Exchange Commission. Members of the committee who decide on them and on other committees, and indeed the executive branch, must be approved by the Senate.