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This study presents a soil moisture assimilation scheme, which could assimilate microwave brightness temperature directly, based on the ensemble Kalman filter and the shuffled complex evolution method (SCE-UA). It uses the soil water model of the land surface model CLM3.0 as the forecast operator, and a radiative transfer model (RTM) as the observation operator in the assimilation system. The assimilation scheme is implemented in two phases: the parameter calibration phase and the pure soil moisture assimilation phase. The vegetation optical thickness and surface roughness parameters in the RTM are calibrated by SCE-UA method and the optimal parameters are used as the final model parameters of the observation operator in the assimilation phase. The ideal experiments with synthetic data indicate that this scheme could significantly improve the simulation of soil moisture at the surface layer. Further- more, the estimation of soil moisture in the deeper layers could also be improved to a certain extent. The real assimilation experiments with AMSR-E brightness temperature at 10.65 GHz (vertical polariza- tion) show that the root mean square error (RMSE) of soil moisture in the top layer (0―10 cm) by as- similation is 0.03355 m3·m-3, which is reduced by 33.6% compared with that by simulation (0.05052 m3·m-3). The mean RMSE by assimilation for the deeper layers (10―50 cm) is also reduced by 20.9%. All these experiments demonstrate the reasonability of the assimilation scheme developed in this study.
This study presents a soil moisture assimilation scheme, which could assimilate microwave brightness temperature directly, based on the ensemble Kalman filter and the shuffled complex evolution method (SCE-UA). It uses the soil water model of the land surface model CLM3.0 as the forecast operator, and a radiative transfer model (RTM) as the observation operator in the assimilation system. The assimilation scheme is implemented in two phases: the parameter calibration phase and the pure soil moisture assimilation phase. The vegetation optical thickness and surface roughness parameters in the RTM are calibrated by SCE-UA method and the optimal parameters are used as the final model parameters of the observation operator in the assimilation phase. The ideal experiments with synthetic data indicate that this scheme could significantly improve the simulation of soil moisture at the surface layer. Further- more, the estimation of soil moisture in the deeper layers could also be improved to a certain extent. The real assimilation experiments experiments with AMSR-E brightness temperature at 10.65 GHz (vertical polariza- tion) show that the root mean square error (RMSE) of soil moisture in the top layer (0-10 cm) by as- similation is 0.03355 m3 · m -3, which is reduced by 33.6% compared with that by simulation (0.05052 m3 · m -3). The mean RMSE by assimilation for the deeper layers (10-50 cm) is also reduced by 20.9%. All these cases demonstrate the reasonability of the assimilation scheme developed in this study.