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伴随着中国资本市场改革力度不断强化,上市公司及拟上市公司合规运营的价值日益凸显,如何在相应的法律规范和司法保障下健康发育和正常发展是一个十分重要的课题。无论是已上市,或是正走在上市之路上的公司,诚信、合规的方式是企业最节约的发展方式。通过与内控制度的紧密结合,合规制度不仅可以使企业对外减少因违规造成的行业处罚或民事赔偿方面的损失,还可以使企业对内减少因利益冲突或恶意行为而造成的
With the continuous reform of the capital market in China, the value of compliance operation of listed companies and companies to be listed has become increasingly prominent. How to develop healthily and develop normally under the corresponding legal norms and judicial guarantees is a very important issue. Whether it is listed, or are on the road to listing companies, honesty, compliance is the most economical way of business development. Through the close integration with the internal control system, the compliance system can not only reduce the external punishment of enterprises or losses caused by civil compensation due to non-compliance, but also reduce the internal reduction of enterprises due to conflicts of interest or malicious acts