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各证券经营机构、基金公司:中国证监会《关于检查〈证券经营机构营业部信息系统技术管理规范〉落实情况的通知》(证监信息字[1999]3号)已经下发,现将执行中的有关事宜通知如下:一、实施《证券经营机构营业部信息系统技术管理规范》(以下简称《规范》)的目的在于增强证券经营机构、基金公司防范和化解系统风险的能力,进一步提高信息系统的安全水平。各证券经营机构、基金公司必须给予高度重视,主要领导要亲自抓,并将落实《规范》与解决计算机2000年问题有机结合起来,把各项工作抓紧抓细。二、《规范》落实工作实行法定代表人负责制,各证券经营机构、基金公司法定代表
Each securities institution and fund company: China Securities Regulatory Commission (CSRC) has promulgated the Notice on the Implementation of the “Inspection and Quarantine of Information Technology Management Practices of Sales Department of Securities Institutions” (Zheng Jian Xin Zi Zi [1999] No. 3) The relevant matters are hereby notified as follows: I. The purpose of implementing the “Technical Management Information System for Sales Department of Securities Institutions” (hereinafter referred to as “the Regulation”) is to enhance the ability of securities institutions and fund companies to prevent and resolve systemic risks and to further improve Safety level. All securities institutions and fund companies must attach great importance to them and major leaders should personally arrest them. They should organically combine the implementation of the “norms” with the resolution of the year 2000 issue of computers and pay close attention to all aspects of the work. Second, the “normative” work to implement the legal representative of the responsible system, the securities business institutions, the legal representative of the fund company