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2001年4月26日证监发[2001]64号各具有主承销商资格的证券公司、金融资产管理公司,申请发行可转换公司债券的上市公司:为规范申请发行可转换公司债券的上市公司报送申请文件的行为,保护投资者合法权益,现发布《公开发行证券的公司信息披露内容与格式准则第12号——上市公司发行可转换公司债券申请文件》,自发布之日起施行。所有申请发行可转换公司债券的上市公司,均应参照《公开发行证券的公司信息披露内容与格式准则第9号——首次公开发行股票申请文件》(证监发[2001]36号文件)的有关要求并按照本准则的内容和格式制作和报送申请文件。
April 26, 2001 Zheng Jian Fa [2001] No. 64 Each of the underwriters qualified securities companies, financial asset management companies, companies applying for the issuance of convertible bonds: To regulate the application for the issuance of convertible bonds issued by listed companies The application for documents shall be submitted for the protection of the legitimate rights and interests of investors. The Guidelines for the Contents and Formats of Information Disclosures of Companies that Offer Securities to the Public No.12 - Application Documents for the Issuance of Convertible Corporate Bonds by Listed Companies are hereby promulgated and implemented as of the date of promulgation. All listed companies that apply for the issuance of convertible bonds shall refer to the Guidelines for the Contents and Formats of Information Disclosures of Companies Publicly Issuing Securities No. 9 - Application Documents for Initial Public Offering (Document Zheng Jian Fa [2001] No. 36) Request and prepare and submit application documents in accordance with the content and format of this Code.