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2001年7月11日证监机构字[2001]118号深圳市金牛证券经纪有限责任公司:你公司《关于申请改组杭州股权交流服务中心、筹建杭州证券营业部的报告》(金牛证券[2001]017号)收悉。经审核,现批复如下:一、同意你公司将杭州股权交流服务中心改建为你公司在杭州市的一家证券营业部。证券营业部筹建期限为六个月。二、你公司应根据《关于进一步加强证券公司监管的若干意见》(证监机构字[1999]14号)、《证券经营机构高级管理人员任职资格管理暂行办法》、《关于<证券经营机构高级管理
July 11, 2001 China Securities Regulatory Commission [2001] No. 118 Shenzhen Taurus Securities Brokerage Co., Ltd.: Your company “on the application for restructuring of Hangzhou Equity Exchange Service Center, preparation of Hangzhou Securities Sales Department” (Taurus Securities [2001] 017 No.) Received. Approved, are hereby approved as follows: First, I agree with your company will be converted into a Hangzhou Equity Exchange Service Center for your company in Hangzhou, a securities business department. Securities business department to build a period of six months. Second, your company shall, according to the Opinions on Several Opinions on Further Strengthening the Supervision of Securities Companies (Zheng Jian Zi Zi [1999] No. 14), the Interim Measures on Qualification Management for Senior Management of Securities Institutions, the Regulations on the Management of Senior Management of Securities Institutions