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第三方开发维护的外部接入信息系统提高了证券交易的效率,使更为复杂的证券交易成为可能,也引发了新的监管争议。《证券会司外部接入信息系统评估认证规范》等监管文件试图以信息安全为名,禁止同花顺、恒生这样的非证券公司、非客户各自运行管理的第三方客户端独立与证券公司的信息系统连接。对外部信息系统接入券商系统之监管不宜“一刀切”、简单切断其与证券经纪清算系统的接口。应允许第三方公司在通过证券业协会认证评估后直接接入券商系境,拓宽投责者使用第三方软件的范围,而非令投资者只能通过证券公司客户端或自行管理的客户端接入券商的闭环。
External access information systems developed and maintained by third parties have increased the efficiency of securities transactions, made more complex stock exchanges possible and triggered new regulatory controversies. The Securities Regulatory Department External Access Information System Certification and Accreditation Regulations and other regulatory documents attempt to prevent the flush, Hang Seng such non-securities companies, non-clients run their own management of third-party independent client and securities company’s information system connection. The external information system access brokerage system should not be regulated “across the board ”, simply cut off its interface with the securities brokerage clearing system. Third-party companies should be allowed to directly access the securities brokerage system after they have been assessed and evaluated by the Securities Industry Association, so as to broaden the scope of those responsible for using the third-party software rather than allowing investors to access only the securities companies’ clients or self-managed clients Closed into the brokerage.