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合规经营,指的是企业和员工的行为准则符合国家相关的法律法规规定,符合克己自律原则,符合公司内部的监管制度和诚实守信的原则,并且能够对不合法规的行为进行一定的防范,避免引起法律纠纷和造成公司的财政、声誉损失,甚至一定的行政处罚。我国自从改革开放以来,保险业的发展突飞猛进,寿险公司的合规经营却没有跟上公司经营体制机制的相关步伐,这种问题不但影响了企业合规经营的建设,更是加大了企业运行的风险。因此,为了保险业的更好更完善的发展,必须加强企业内部的思想道德建设,强化企业员工的风险意识,增强企业的监管能力,做好企业的思想政治工作。
Compliance management means that the code of conduct for enterprises and employees conforms to the relevant state laws and regulations, complies with the principle of self-denial and self-discipline, complies with the internal supervision system and the principle of honesty and trustworthiness, and can prevent certain acts that are not lawful and regulations, Avoid causing legal disputes and causing the company’s financial, reputation loss, and even some administrative penalties. Since the reform and opening up in our country, the development of the insurance industry by leaps and bounds, the life insurance company’s compliance management has not kept pace with the company’s operating system and mechanism, this problem not only affects the construction of corporate compliance management, but also increased business operations risks of. Therefore, in order to better and perfect the development of the insurance industry, we must strengthen the ideological and moral construction within the enterprise, strengthen the awareness of risk among the employees, enhance the supervision ability of enterprises and do the ideological and political work well.