SEC与基金业的关系为合作伙伴关系,两方都担负着责任。基金业承担着操作责任和公众责任,它须使这个行业保持创新与竞争的状态,并保护投资者的利益。SEC承担的诸多责任中,最重要的是尊重自由市场的神奇力量,并在可能的时候利用市场的方式如信息披露,解决市场的问题。证监会与基金业的关系为美国的投资者提供了半个多世纪的良好服务。 The relationship between the SEC and the fund industry as a partnership, both parties bear the responsibility. The fund industry has operational responsibility and public responsibility. It must keep the industry innovative and competitive and protect the interests of its investors. Among the many responsibilities that the SEC takes is, the most important thing is to respect the magical power of the free market and, where possible, use the market approach such as disclosure of information to solve market problems. The relationship between the SFC and the fund industry has provided U.S. investors with good services for more than half a century.