关于对南方证券哈尔滨营业部违规行为罚款执行情况的批复

来源 :中国证券监督管理委员会公告 | 被引量 : 0次 | 上传用户:emeng
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南方证券有限公司哈尔滨营业部:你营业部1999年6月8日关于违规行为罚款执行情况的说明收悉。鉴于你营业部已按原黑龙江省证管办黑证监稽字[1998]2号文的规定,将10万元罚款上缴了原黑龙江省证管办。因此,经研究,中国证监会同意将你营业部已上缴的上述罚款10万元抵作中国证监会证监罚字[1999]8号文对你营业部违规行为所处的10万元罚款。 Southern Securities Co., Ltd. Harbin Sales Department: Your Sales Department on June 8, 1999 on the implementation of penalties for violations received. In view of the fact that your sales department has already handed over the 100,000 yuan fine to the former Securities and Administrative Office of Heilongjiang Province according to the provisions of the document No. 2 [1998] of the Heilongjiang Provincial Securities Office of the People’s Republic of China on the Black Certificates of Criminal Investigation. Therefore, after research, CSRC agreed to surrender the aforementioned fine of RMB100,000 that your sales department turned over to the fine of 100,000 yuan for the violation of your business department issued by China Securities Regulatory Commission (Zheng Jian Jiao Zi [1999] No. 8).
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