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作为高技术性产业和国民经济战略性产业,装备制造业升级对于国家竞争力的提升至关重要。萨顿(Sutton,1998)开创性地研究了高技术产业的内生性升级机制,其理论很好地解释了20世纪七八十年代发达国家装备制造业的升级过程。但是,20世纪90年代之后,技术创新和市场竞争格局发生了显著变化,萨顿的理论不再能够很好地解释产业升级,尤其是发展中国家的产业升级。本文分析了萨顿理论的局限性,提出了改进型的内生性产业升级机制,并针对我国装备制造业升级问题进行了研究。
As a high-tech industry and a strategic industry of the national economy, the upgrading of the equipment manufacturing industry is of great importance to the enhancement of national competitiveness. Sutton (1998) pioneered the study of the endogenous upgrading of high-tech industries, the theory of which explains well the upgrading of equipment manufacturing in developed countries in the 1970s and 1980s. However, after the 1990s, significant changes have taken place in the pattern of technological innovation and market competition. Sutton’s theory can no longer explain the industrial upgrading, especially the industrial upgrading in developing countries. This paper analyzes the limitations of Sutton’s theory, proposes an improved endogenous industrial upgrading mechanism, and studies the upgrading of China’s equipment manufacturing industry.