2015年3月,我国证券行政和解制度开始试行。《行政和解试点实施办法》(以下简称《试点办法》)将证券行政和解界定为证监会在对公民法人或者其他组织涉嫌违反证券期货法律行政法规和相关监管规定行为进行调查执法过程中,根据行政相对人的申请,与其就改正涉嫌违法行为,消除涉嫌违法行为不良后果,交纳行政和解金补偿投资者损失等进行 In March 2015, China’s securities administrative reconciliation system began trial implementation. Administrative Measures on Administrative Reconciliation Pilot (hereinafter referred to as the “Pilot Scheme”) defines the administrative settlement of securities as the law enforcement of the CSRC in the investigation and prosecution of any legal entity or other organization suspected of violating the administrative laws and regulations on securities and futures and the relevant regulatory provisions, Relative to the application, instead of correcting the alleged illegal act, eliminating the adverse consequences of suspected violations, paying the administrative settlement of gold to compensate investors for losses and so on