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文章以上海大中型工业企业所组成的行业面板数据为研究对象,通过运用非参数环境生产前沿方法研究能源、环境约束下的上海工业增长模式转变,研究结论表明:上海的真实GDP增长率在1997-2004年一直处于比较高的水平,但是2005年出现结构转折点,其后处于缓慢增长态势,近年来在能源、环境约束下,上海的真实工业GDP增长率水平向全国低值水平靠拢;从总体平均水平来看,上海工业效率近十余年来有所提高,尤其是对于具有高技术的行业和轻工业的效率有所提高,但是对于传统的重工业的效率在2006年都没有显著的提升;上海工业增长动力可划分为技术效率效应、技术进步效应和要素投入效应,因此在资源、环境约束下,转变工业增长方式是上海工业经济增长可持续发展的重要源泉和动力。
The article takes the industrial panel data made up of large and medium-sized industrial enterprises in Shanghai as the research object, studies the industrial growth mode transformation in Shanghai under the constraint of energy and environment by using the non-parametric production frontier method. The conclusion shows that the real GDP growth rate of Shanghai in 1997 - 2004 has been at a relatively high level, but in 2005 there was a turning point in the structure, followed by a slow growth momentum in recent years under the constraints of energy and environment, Shanghai’s real industrial GDP growth rate to the national low level close to; from the overall On average, Shanghai’s industrial efficiency has risen over the past decade or so, especially for industries with high technology and light industry, but the efficiency for the traditional heavy industry has not risen significantly in 2006; Shanghai The driving force of industrial growth can be divided into the technical efficiency effect, the technological progress effect and the factor input effect. Therefore, changing the mode of industrial growth under the constraints of resources and environment is an important source and driving force for the sustainable development of Shanghai’s industrial economic growth.