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本文分析了我国证券市场中受托理财业务和集合性受托理财计划存在的问题、被紧急叫停的原因 ,以及此两项业务管理中规范的法律、政策因素 ,并在理论探索的基础上就如何建立科学严谨的受托业务管理机制提出了相关的建议 :修改《证券法》、《商业银行法》及其他相关法律法规 ,改证券、银行、保险及信托的产业经营、产业管理为混业经营、统筹管理 ,承认并允许银行业与证券业逐步融合、相互支持。
This article analyzes the problems of the entrusted wealth management business and the collective trust financial management plan in China’s securities market, the reasons for the emergency stoppage, and the normative legal and policy factors in the two business management, and on the basis of theoretical exploration The establishment of scientific and rigorous trusteeship management mechanism put forward relevant proposals: to amend the “Securities Law”, “Commercial Bank Law” and other relevant laws and regulations, change the securities, banking, insurance and trust industry management, industrial management for the mixed operation, Co-ordinate management, recognize and allow the gradual integration and mutual support of the banking and securities industries.