证券和证券市场是商品经济发展的产物,随着我国社会主义市场经济体制的建立,有价证券的发行、流通,对国民经济和社会经济生活正发挥着越来越重要的作用,证券市场的建立和发展,能促进经济的发展,但是如果管理不善,就会对经济发展带来消极影响,同时还可能引发各类证券犯罪。应该看到,时下在证券的发行和交易中,证券犯罪有逐年上升趋势,此类案件中证券从业人员利用职务之便挪用公款、贪污、受贿,以及证券从业人员与不法分子内外勾结, With the establishment of China’s socialist market economic system, the issuance and circulation of securities have played an increasingly important role in the national economy and social economy. Establishment and development can promote economic development. However, if not properly managed, it will have a negative impact on economic development and may also lead to various types of securities crimes. It should be noted that in the securities issuance and trading nowadays, there is an increasing trend in securities crimes year by year. In these cases, securities practitioners use their posts to appropriate public funds, embezzlement, bribery, and collusion between securities practitioners and criminals inside and outside,