论文部分内容阅读
齐鲁证券员工彭晨因涉嫌非法吸收公众存款罪而被警方带走,牵出了一直游走于法律灰色地带的券商私募合作发行的理财产品。与历史上的中富证券、天一证券等证券公司非法吸收公众存款案不同的是,前者多是以委托理财名义涉案,而彭晨则可能是因为私募基金借道证券公司通道而涉案。【案情介绍】~①(一)认购超过报备到底该谁来兑付彭晨曾是齐鲁证券的员工,于2012年加入齐鲁证券零售业务部,任该部门的副总经
Peng Chen, an employee of Qilu Securities, was taken away by the police on suspicion of illegally taking deposits from the public and pulled out a wealth management product jointly issued by a private broker and broker who has been walking in a legal gray area. And the history of the rich securities, Tianyi securities companies such as illegal absorption of public deposit case is different, the former is mostly in the name of trust management involved in the case, and Peng Chen may be because the private equity funds through the channel of securities companies involved. [Case introduction] ~ ① (a) subscribe more than the newspaper in the end who to pay Peng Chen was Qilu Securities staff, in 2012 to join the retail business department of Qilu Securities, vice president of the department