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我国金融资产存量巨大,类型繁多,且流动性强,价格容易受交易市场影响波动。目前,我国各地的金融资产交易市场均是国家政策的产物,目的在于促使资金加速流动,但交易品种和监管、指导、支持部门各不相同。现有的法律文件能在一定程度上规范金融资产交易市场的运作,但所规制的金融资产类型较为有限且对金融资产交易市场的规制缺位。完善金融资产交易市场的法律规制,可以从以下三个角度入手:健全金融资产交易市场的监管架构;完善金融资产交易市场的相关立法;明确金融资产交易市场的监管内容和范围。
China’s huge stock of financial assets, many types, and strong liquidity, the price vulnerable to fluctuations in the trading market. At present, the market for financial assets in various parts of China is a product of state policies aimed at accelerating the flow of funds, but the varieties of transactions and the supervisory, guidance and support departments are different. The existing legal documents can regulate the operation of the financial assets trading market to a certain extent, but the limited types of financial assets to be regulated and the absence of regulation of the financial assets trading market. Improve the legal regulation of the financial assets trading market, we can start from the following three angles: to improve the regulatory framework of the financial assets trading market; improve the relevant laws and regulations of the financial assets trading market; clear the regulatory content and scope of the financial assets trading market.