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闹得沸沸扬扬的洪良国际造假上市案,最终以10亿港元向公众回购股份尘埃落定。对于保荐人兆丰资本,香港证监会毫不手软,不但处以4200万港元的处罚,还撤销了兆丰资本的保荐牌照。为提高违规成本,香港证监会计划实施保荐人监管新规。天价罚单过去几年中,投资者们屡屡抱怨很多上市公司表现弱于大盘。去年,香港证监会在对17家IPO保荐人进行的调查中发现了诸多问题,包括尽职调查不充分,以及对保荐工作控制不当等。
Soaring hubbun Hongliang international fraud case, the final bill to 100 million Hong Kong dollar shares repurchased to the public. For the sponsor MegaFun Capital, the Hong Kong Securities and Futures Commission without hesitation, not only impose a 42 million Hong Kong dollar penalties, but also revoked the Mega Capital sponsorship license. To raise the cost of non-compliance, the SFC plans to implement a new sponsor regulation. Tickets at sky high Price over the past few years, investors often complain that many listed companies weaker than the market performance. Last year, the SFC investigated a total of 17 IPO sponsors and found many problems, including inadequate due diligence and improper control over sponsor work.