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后金融危机时代,世界各国都在进行不同程度的金融监管改革,而场外金融衍生品成为监管改革的重点。本文从我国场外衍生品市场的发展现状入手,主张借鉴目标型监管理论建立牵头监管模式,并统一法律法规,提高监管效率;在监管内容上将市场准入、信息披露、内控和风险管理制度的完善作为重点,始终坚持鼓励创新和监管并重,促使中国的场外衍生品市场走上良性发展的道路。
After the financial crisis era, all countries in the world are carrying out different levels of financial regulatory reform, and over-the-counter financial derivatives have become the focus of regulatory reform. This article starts with the current development of OTC derivatives market in our country, advocates drawing lessons from target-based supervision theory and establishing the lead supervision mode, and unifies the laws and regulations to improve the efficiency of supervision. In the supervision content, the market access, information disclosure, internal control and risk management system As the focus of improvement, always adhere to encourage both innovation and regulation, prompting China’s OTC derivatives market on the path of sound development.